AI isn't a black box you can't see into. Here's how to audit what your AI knows and how it decides.
What to Audit
| Audit Area | What to Check |
|---|---|
| Training Data | What data was it trained on? |
| Knowledge Base | What documents can it access? |
| Outputs | What responses does it produce? |
| Behavior | How does it handle edge cases? |
| Bias | Does it treat groups differently? |
Why Auditing Matters
- Bias detection: Catch discrimination early
- Accuracy: Verify AI is correct
- Compliance: Regulations require documentation
- Incident response: Investigate failures
- Trust: Stakeholders want transparency
Auditing RAG Systems
For retrieval-based AI:
- Document inventory: What's in the knowledge base?
- Retrieve test: Query and see what documents AI pulls
- Citation check: Are cited documents accurate?
- Gap analysis: What's missing that should be there?
Auditing Fine-Tuned Models
For trained AI:
- Training data records: Keep detailed logs
- Test scenarios: Standardized test cases
- Output metrics: Track performance over time
- Comparison: How has behavior changed from base model?
Output Testing
Test what AI produces:
- Standard test set: Known inputs with expected outputs
- Edge cases: Unusual inputs
- Adversarial: Try to break it
- Real-world: Actual user queries
Bias Testing
Check for discrimination:
- A/B variations: Same query, different demographics
- Outcome comparison: Are responses different?
- Language analysis: Different tone for groups?
- Historical check: Does AI learn from biased data?
Logging Everything
Keep comprehensive records:
- All inputs: What users asked
- All outputs: What AI responded
- Sources used: Which documents retrieved
- Timestamps: When interactions occurred
- User ID: Who interacted (anonymized for privacy)
Explainability Techniques
Ways to understand decisions:
- Ask AI: "Explain your reasoning"
- Source citations: Require citations for claims
- Step-by-step: Show chain of thought
- Sensitivity testing: Change input slightly, see impact
Regular Audit Schedule
| Audit Type | Frequency |
|---|---|
| Output quality check | Weekly |
| Bias testing | Monthly |
| Full system audit | Quarterly |
| Training data review | When updated |
| Incident investigation | As needed |
Compliance Requirements
Japan and international:
- EU AI Act: Documentation required for high-risk AI
- Japan guidelines: AI transparency recommendations
- Industry-specific: Financial, healthcare have own rules
- Internal policy: Company AI governance
When AI Fails
Post-incident audit:
- Document failure: What went wrong?
- Trace cause: Why did AI produce that output?
- Check data: Was training data the issue?
- Fix: Update system, training, or rules
- Prevent: Add tests for this scenario
Greene Solutions Approach
Auditing built in:
- Comprehensive logging on all systems
- Regular audit reports for clients
- Bias testing included in implementation
- Incident response procedures
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